Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Edwin Alvarado | 6546895 | 3 | 03/12/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Troy Adam Torian | 2841030 | 4 | 11/27/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brett Joseph Sullivan | 7484425 | 1 | 11/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Christopher Frasco | 2111432 | 3 | 03/26/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Baris Cabalar | 4749342 | 9 | 01/18/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Henry Pinkenberg | 2375654 | 2 | 06/25/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent John Villani | 4296670 | 4 | 11/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Servio Edmundo Tiffer | 6790800 | 2 | 10/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Bochichio | 5989847 | 1 | 06/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Lastihenos | 2621258 | 7 | 09/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |