Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Serge Parakhnevich | 5493064 | 7 | 07/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Serge Parakhnevich | 5493064 | 7 | 07/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Blatch Johns | 4566047 | 4 | 04/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica A Potee | 6593539 | 1 | 01/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Blatch Johns | 4566047 | 4 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Hosein | 4164630 | 2 | 03/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Leon | 5200595 | 3 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mason J Carmean | 7622163 | 1 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Shabrack | 5027566 | 2 | 10/30/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Anthony Shabrack | 5027566 | 2 | 09/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |