Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ali Barry Mahlooji | 4830105 | 5 | 08/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Serge Parakhnevich | 5493064 | 7 | 07/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Serge Parakhnevich | 5493064 | 7 | 07/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Baris Cabalar | 4749342 | 9 | 06/20/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Kirt Samuel | 4807353 | 3 | 06/13/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Blatch Johns | 4566047 | 4 | 04/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jessica A Potee | 6593539 | 1 | 01/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Blatch Johns | 4566047 | 4 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carl Cirelli | 6738582 | 2 | 12/19/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 12/15/2023 | Customer Dispute | Pending | $280,766.00 | $0.00 | See FINRA Report |