Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jim Eugene Scala | 2493873 | 7 | 11/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brandon Leon | 5200595 | 3 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mason J Carmean | 7622163 | 1 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Anthony Busto | 2522780 | 6 | 09/09/2022 | Customer Dispute | Pending | $83,045.00 | $0.00 | See FINRA Report |
| Brandon Leon | 5200595 | 3 | 08/03/2022 | Customer Dispute | Pending | $336,700.00 | $0.00 | See FINRA Report |
| Gregory Spencer Obrien | 3154314 | 8 | 04/04/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 3 | 10/29/2021 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Alex Aksenoff | 6172520 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jarrett Edward Collins | 7295059 | 1 | 10/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Vincent John Villani | 4296670 | 4 | 07/30/2021 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |