Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steros Christoforou | 4407397 | 1 | 04/17/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Edwin Alvarado | 6546895 | 3 | 03/03/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Brandon Leon | 5200595 | 3 | 08/03/2022 | Customer Dispute | Settled | $336,700.00 | $0.00 | See FINRA Report |
| David Edwin Alvarado | 6546895 | 3 | 03/21/2022 | Customer Dispute | Settled | $59,602.10 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 10/29/2021 | Customer Dispute | Settled | $114,000.00 | $0.00 | See FINRA Report |
| Serge Parakhnevich | 5493064 | 7 | 07/23/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ali Barry Mahlooji | 4830105 | 5 | 04/13/2021 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Vincent John Villani | 4296670 | 4 | 03/23/2021 | Customer Dispute | Settled | $95,600.00 | $0.00 | See FINRA Report |
| Michael Joseph McCauley | 6337375 | 2 | 09/28/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Joseph McCauley | 6337375 | 2 | 06/10/2020 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |