Our Staff has compiled our research into a database of FINRA Broker Disclosures for PHX Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Christopher Frasco | 2111432 | 3 | 04/13/2015 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Ronald Vincent Cantalupo | 3137208 | 5 | 03/30/2011 | Customer Dispute | Closed-No Action | $11,948.60 | $0.00 | See FINRA Report |
| Matthew Albert Ryer | 4655803 | 6 | 11/04/2008 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| Ronald Vincent Cantalupo | 3137208 | 5 | 12/12/2006 | Customer Dispute | Closed-No Action | $217,000.00 | $0.00 | See FINRA Report |
| Joseph Jemel Steward | 3241331 | 2 | 07/24/2004 | Customer Dispute | Closed-No Action | $26,460.00 | $0.00 | See FINRA Report |