Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Viktoriia Strange-Vitkovska | 7003342 | 1 | 01/29/2024 | Customer Dispute | Settled | $117.60 | $0.00 | See FINRA Report |
| John Coltrane Landers | 5538894 | 2 | 02/17/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Joseph John Badolato | 4769496 | 2 | 12/28/2022 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| David J Harrison | 5906703 | 3 | 11/18/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Aubrey Dunfee | 2607525 | 3 | 05/07/2021 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Brian F Henning | 4598876 | 2 | 03/25/2021 | Customer Dispute | Settled | $5,706.33 | $0.00 | See FINRA Report |
| David Aubrey Dunfee | 2607525 | 3 | 09/04/2018 | Customer Dispute | Settled | $67,337.20 | $0.00 | See FINRA Report |
| Eric Leroy Woodfill | 4692448 | 2 | 08/28/2017 | Customer Dispute | Settled | $5,220.96 | $0.00 | See FINRA Report |
| Daniel Leon Guenther | 4343318 | 2 | 11/07/2016 | Customer Dispute | Settled | $11,754.80 | $0.00 | See FINRA Report |
| Robert James Hope | 1171370 | 1 | 10/17/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |