Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Richard Salvatore Massaro | 4487938 | 1 | 01/21/2011 | Customer Dispute | Award / Judgment | $100,000.00 | $25,000.00 | See FINRA Report |
Steven Robert Beck | 1949693 | 1 | 01/18/2002 | Customer Dispute | Award / Judgment | $300,000.00 | $304,603.00 | See FINRA Report |
Michael Patrick Donahue | 1852837 | 2 | 09/10/2001 | Customer Dispute | Award / Judgment | $8,600.00 | $8,652.50 | See FINRA Report |
Michael James Castillo | 1929700 | 1 | 01/15/1995 | Customer Dispute | Award / Judgment | $10,000.00 | $4,429.76 | See FINRA Report |