Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jared Michael Skemp | 4203805 | 1 | 08/20/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Bo Wang | 6048870 | 1 | 07/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lahm Baldwin | 2099386 | 1 | 06/04/2024 | Customer Dispute | Pending | $11,890.00 | $0.00 | See FINRA Report |
| Curtis Webb | 7308520 | 1 | 05/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sujeeri Mejia | 6160073 | 3 | 04/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel J Mullett | 5755255 | 1 | 03/06/2024 | Customer Dispute | Denied | $48,808.00 | $0.00 | See FINRA Report |
| Ronald Roy Zeppernick | 2603740 | 2 | 02/29/2024 | Customer Dispute | Denied | $6,052.06 | $0.00 | See FINRA Report |
| Cameron Earl Croutch | 4022196 | 1 | 02/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sujeeri Mejia | 6160073 | 3 | 01/31/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Viktoriia Strange-Vitkovska | 7003342 | 1 | 01/29/2024 | Customer Dispute | Settled | $117.60 | $0.00 | See FINRA Report |