Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel J Mullett | 5755255 | 1 | 03/06/2024 | Customer Dispute | Denied | $48,808.00 | $0.00 | See FINRA Report |
| Ronald Roy Zeppernick | 2603740 | 2 | 02/29/2024 | Customer Dispute | Denied | $6,052.06 | $0.00 | See FINRA Report |
| Daniel Leon Guenther | 4343318 | 2 | 12/13/2023 | Customer Dispute | Denied | $9,281.50 | $0.00 | See FINRA Report |
| Bryan Keith Baker | 4243582 | 1 | 10/16/2023 | Customer Dispute | Denied | $16,056.90 | $0.00 | See FINRA Report |
| James D Keller | 6648010 | 1 | 10/14/2022 | Customer Dispute | Denied | $41,150.00 | $0.00 | See FINRA Report |
| Amy Marie Browne | 4128469 | 1 | 06/03/2022 | Customer Dispute | Denied | $8,034.11 | $0.00 | See FINRA Report |
| Robert Sanfelippo | 6630195 | 2 | 07/30/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dan Craig McLaughlin | 2663161 | 1 | 06/28/2021 | Customer Dispute | Denied | $5,529.47 | $0.00 | See FINRA Report |
| Chandrakumar Rajaratnam | 4617081 | 1 | 07/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Alan Reding | 844467 | 1 | 06/10/2019 | Customer Dispute | Denied | $5,842.29 | $0.00 | See FINRA Report |