Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James D Keller | 6648010 | 1 | 10/14/2022 | Customer Dispute | Denied | $41,150.00 | $0.00 | See FINRA Report |
| Amy Marie Browne | 4128469 | 1 | 06/03/2022 | Customer Dispute | Denied | $8,034.11 | $0.00 | See FINRA Report |
| Dan Craig McLaughlin | 2663161 | 1 | 06/28/2021 | Customer Dispute | Denied | $5,529.47 | $0.00 | See FINRA Report |
| Kevin Alan Reding | 844467 | 1 | 06/10/2019 | Customer Dispute | Denied | $5,842.29 | $0.00 | See FINRA Report |
| Brian F Henning | 4598876 | 2 | 06/05/2019 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| William Newell Bernardi | 4545186 | 2 | 10/18/2018 | Customer Dispute | Denied | $6,645.00 | $0.00 | See FINRA Report |
| Debbie Lee Rowlands | 2730815 | 2 | 06/04/2018 | Customer Dispute | Denied | $12,400.00 | $0.00 | See FINRA Report |
| Krista Jean Galanin | 5279327 | 2 | 05/29/2018 | Customer Dispute | Denied | $21,028.20 | $0.00 | See FINRA Report |
| Christian Robert Brown | 4803169 | 1 | 04/20/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Eric Leroy Woodfill | 4692448 | 2 | 10/16/2017 | Customer Dispute | Denied | $7,968.00 | $0.00 | See FINRA Report |