Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bo Wang | 6048870 | 1 | 07/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cameron Earl Croutch | 4022196 | 1 | 02/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sujeeri Mejia | 6160073 | 3 | 01/31/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esteban Linares | 7893467 | 1 | 02/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Rose Brostek | 6264776 | 1 | 01/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Krysti Owen Seay | 5848064 | 6 | 12/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Jensen | 7894304 | 1 | 05/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kate Weeks Stratton | 1964122 | 2 | 05/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lee Kidder | 4720450 | 1 | 06/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher William Hunt | 3225506 | 4 | 04/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |