Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anh My Nguyen Duc Le | 7566417 | 1 | 01/18/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly L Paden | 6569245 | 1 | 02/08/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc A Gleason | 6567608 | 2 | 08/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc A Gleason | 6567608 | 2 | 11/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan B Slater | 6013198 | 3 | 11/22/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan B Slater | 6013198 | 3 | 07/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Douglas Roe | 6862571 | 1 | 07/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Lomonaco | 2172524 | 1 | 05/22/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason M Carlin | 5106520 | 1 | 04/18/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Santa Maria | 5636403 | 1 | 04/15/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |