Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Webb | 7308520 | 1 | 05/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan Patrick Voet | 6402939 | 1 | 07/14/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Harris | 5775342 | 1 | 04/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew B Keen | 5857012 | 1 | 01/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Heather Nicole Carlson | 6452002 | 1 | 10/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan L Soirefman | 5949230 | 1 | 01/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Alan Finck | 6800037 | 1 | 02/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Jason Evans | 5022093 | 1 | 08/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Paul Fucci | 5701275 | 2 | 12/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Paul Fucci | 5701275 | 2 | 12/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |