Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Stein | 7689028 | 1 | 06/29/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua R McKelvey | 7858244 | 1 | 09/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kelly L Paden | 6569245 | 1 | 02/08/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adis Starr | 7759249 | 1 | 02/07/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Omar Khaled Kamal | 6582776 | 1 | 10/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brendon Steven McBride | 7574472 | 1 | 01/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc A Gleason | 6567608 | 2 | 08/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Garner Treadway | 7723864 | 1 | 07/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marc A Gleason | 6567608 | 2 | 11/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Douglas Roe | 6862571 | 1 | 07/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |