Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph John Badolato | 4769496 | 2 | 12/28/2022 | Customer Dispute | Pending | $82,000.00 | $0.00 | See FINRA Report |
David J Harrison | 5906703 | 3 | 11/18/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |