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FINRA Broker Disclosures for KEY Investment Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 108 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jared Michael Skemp4203805108/20/2024Customer DisputePending$5,000.00$0.00See FINRA Report
David Lahm Baldwin2099386106/04/2024Customer DisputePending$11,890.00$0.00See FINRA Report
Daniel J Mullett5755255103/06/2024Customer DisputeDenied$48,808.00$0.00See FINRA Report
Ronald Roy Zeppernick2603740202/29/2024Customer DisputeDenied$6,052.06$0.00See FINRA Report
Viktoriia Strange-Vitkovska7003342101/29/2024Customer DisputeSettled$117.60$0.00See FINRA Report
Daniel Leon Guenther4343318212/13/2023Customer DisputeDenied$9,281.50$0.00See FINRA Report
Bryan Keith Baker4243582110/16/2023Customer DisputeDenied$16,056.90$0.00See FINRA Report
John Coltrane Landers5538894202/17/2023Customer DisputeSettled$30,000.00$0.00See FINRA Report
Daniel Vladimirovich Zamoshnikov6629661112/28/2022Customer DisputeClosed-No Action$20,737.80$0.00See FINRA Report
Joseph John Badolato4769496212/28/2022Customer DisputeSettled$82,000.00$0.00See FINRA Report

108 Results

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