Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Vladimirovich Zamoshnikov | 6629661 | 1 | 12/28/2022 | Customer Dispute | Closed-No Action | $20,737.80 | $0.00 | See FINRA Report |
| Joseph John Badolato | 4769496 | 2 | 12/28/2022 | Customer Dispute | Pending | $82,000.00 | $0.00 | See FINRA Report |
| David J Harrison | 5906703 | 3 | 11/18/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| James D Keller | 6648010 | 1 | 10/14/2022 | Customer Dispute | Denied | $41,150.00 | $0.00 | See FINRA Report |
| Amy Marie Browne | 4128469 | 1 | 06/03/2022 | Customer Dispute | Denied | $8,034.11 | $0.00 | See FINRA Report |
| Keven Lee Graber | 4408295 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $20,793.90 | $0.00 | See FINRA Report |
| Alec Herbert | 6580572 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $20,793.90 | $0.00 | See FINRA Report |
| Matthew D Burmeister | 6417020 | 1 | 12/02/2021 | Customer Dispute | Closed-No Action | $29,383.80 | $0.00 | See FINRA Report |
| Francesco C Zappoli | 5819061 | 1 | 09/20/2021 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Dan Craig McLaughlin | 2663161 | 1 | 06/28/2021 | Customer Dispute | Denied | $5,529.47 | $0.00 | See FINRA Report |