Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jared Michael Skemp | 4203805 | 1 | 08/20/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
David Lahm Baldwin | 2099386 | 1 | 06/04/2024 | Customer Dispute | Pending | $11,890.00 | $0.00 | See FINRA Report |
Daniel J Mullett | 5755255 | 1 | 03/06/2024 | Customer Dispute | Denied | $48,808.00 | $0.00 | See FINRA Report |
Ronald Roy Zeppernick | 2603740 | 2 | 02/29/2024 | Customer Dispute | Denied | $6,052.06 | $0.00 | See FINRA Report |
Viktoriia Strange-Vitkovska | 7003342 | 1 | 01/29/2024 | Customer Dispute | Settled | $117.60 | $0.00 | See FINRA Report |
Daniel Leon Guenther | 4343318 | 2 | 12/13/2023 | Customer Dispute | Denied | $9,281.50 | $0.00 | See FINRA Report |
Bryan Keith Baker | 4243582 | 1 | 10/16/2023 | Customer Dispute | Denied | $16,056.90 | $0.00 | See FINRA Report |
John Coltrane Landers | 5538894 | 2 | 02/17/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Daniel Vladimirovich Zamoshnikov | 6629661 | 1 | 12/28/2022 | Customer Dispute | Closed-No Action | $20,737.80 | $0.00 | See FINRA Report |
Joseph John Badolato | 4769496 | 2 | 12/28/2022 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |