Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Vladimirovich Zamoshnikov | 6629661 | 1 | 12/28/2022 | Customer Dispute | Closed-No Action | $20,737.80 | $0.00 | See FINRA Report |
| Keven Lee Graber | 4408295 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $20,793.90 | $0.00 | See FINRA Report |
| Joseph I Diamond | 6247409 | 1 | 03/31/2020 | Customer Dispute | Closed-No Action | $60,280.70 | $0.00 | See FINRA Report |
| Stephen Arthur Jenkins | 2187856 | 1 | 04/06/2017 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Rebekah Fern Marshall | 6043278 | 1 | 10/20/2016 | Customer Dispute | Closed-No Action | $32,325.10 | $0.00 | See FINRA Report |
| Tanya K Range | 4847290 | 6 | 10/20/2016 | Customer Dispute | Closed-No Action | $32,325.10 | $0.00 | See FINRA Report |
| James Joseph Hlavaty | 4054783 | 2 | 03/07/2012 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Allan Marvin Carmello | 1396426 | 5 | 01/20/2011 | Customer Dispute | Closed-No Action | $11,719.60 | $0.00 | See FINRA Report |
| Michael William Coffey | 1237063 | 2 | 11/21/2002 | Customer Dispute | Closed-No Action | $9,879.00 | $0.00 | See FINRA Report |
| Greg James Smith | 3006458 | 1 | 08/23/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |