Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sujeeri Mejia | 6160073 | 3 | 04/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sujeeri Mejia | 6160073 | 3 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy L Stanton | 6831668 | 1 | 10/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Connolly | 6821915 | 1 | 10/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Marcy Marie Jewett | 6261476 | 1 | 07/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica R Backer | 5728083 | 2 | 04/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |