Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Joseph Higgins | 6499135 | 2 | 03/20/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Leon Michael Almeida | 5645472 | 4 | 03/20/2019 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Casey Robert Kreatz | 5260177 | 1 | 02/22/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Diduro | 1753291 | 4 | 07/25/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Paul Matthew Diduro | 1753291 | 4 | 07/22/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Colleen Marie Fitzhenry | 4804447 | 1 | 03/29/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Matthew Wade Pendergrass | 6083165 | 1 | 08/31/2015 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stuart Hilton Grove | 4645221 | 1 | 01/15/2015 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Richard Eugene Cote | 2056851 | 1 | 10/27/2014 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Kenneth Kar Yerng Eng | 2695582 | 1 | 06/17/2014 | Customer Dispute | Withdrawn | $6,763.18 | $0.00 | See FINRA Report |