Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oleg Metsaev | 4912859 | 1 | 08/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Buck Kartheval Jones | 6138651 | 1 | 04/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Winthrop Paasch | 2213833 | 3 | 02/15/2024 | Customer Dispute | Closed-No Action | $1,100,000.00 | $0.00 | See FINRA Report |
| Cody Michael Keller | 6669454 | 2 | 11/03/2023 | Customer Dispute | Closed-No Action | $5,410.00 | $0.00 | See FINRA Report |
| Jason O Champion | 3093315 | 3 | 10/23/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Lee Wise | 2108509 | 1 | 09/26/2023 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Christopher George Kelly | 3176158 | 1 | 05/02/2023 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Majid Farboudmanesh | 1973681 | 3 | 01/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Anthony Bonavita | 1147973 | 1 | 12/08/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Il Yoon | 6348923 | 2 | 07/14/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |