Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Williams Ricker | 6008239 | 2 | 08/23/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Michael Reed | 6348433 | 1 | 01/22/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Philip Anthony Miceli | 4572957 | 1 | 01/02/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Zvi Yehuda Rosenzweig | 4110421 | 3 | 09/18/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jessica Leigh Mosman | 6321727 | 1 | 08/11/2023 | Customer Dispute | Settled | $22,312.90 | $0.00 | See FINRA Report |
| Colin Pomer | 7300378 | 1 | 04/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Dale Stein | 1289625 | 5 | 04/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Seth Raynor Waltz | 4579332 | 1 | 04/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David MacChia | 6136389 | 1 | 03/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sheila Anne Groth | 4260755 | 2 | 02/08/2023 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |