Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry C Sfinas | 419396 | 4 | 04/08/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Eric Ilgner | 2316676 | 1 | 03/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ross Ballard Wyatt | 5998899 | 1 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Norris | 5663840 | 1 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Derek Prather | 4264468 | 1 | 02/17/2022 | Customer Dispute | Settled | $18,484.40 | $0.00 | See FINRA Report |
| Dexter L Baker | 2995602 | 2 | 01/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Phillip R Wight | 3177330 | 1 | 11/19/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Joseph Kubick | 2197490 | 1 | 09/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicola Ottavio Caporaso | 4625003 | 5 | 07/27/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Kazlau | 6341724 | 1 | 07/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |