Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph P Silvestri | 1812212 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antoinette Gega | 2406555 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chester Oliver Gordon | 6664493 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eugene Boyd Thomas | 2065557 | 2 | 12/30/2022 | Customer Dispute | Denied | $322,500.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 2 | 11/13/2022 | Customer Dispute | Denied | $57,173.50 | $0.00 | See FINRA Report |
| Fredric Robert Horowitz | 250382 | 3 | 11/04/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Howard Schiffer | 2181288 | 1 | 11/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Samuel Schankerman | 1616294 | 1 | 10/30/2022 | Customer Dispute | Denied | $8,276.54 | $0.00 | See FINRA Report |
| Andrew James Cardile | 5700023 | 1 | 10/24/2022 | Customer Dispute | Denied | $45,711.10 | $0.00 | See FINRA Report |
| Corey Robert Miller | 5597081 | 1 | 10/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |