Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Il Yoon | 6348923 | 1 | 01/18/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Majid Farboudmanesh | 1973681 | 3 | 01/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence S Friedman | 4491147 | 1 | 01/06/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph P Silvestri | 1812212 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antoinette Gega | 2406555 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chester Oliver Gordon | 6664493 | 1 | 01/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cheryl Diane Richardson | 1807190 | 3 | 01/03/2023 | Customer Dispute | Pending | $46,873.00 | $0.00 | See FINRA Report |
| Eugene Boyd Thomas | 2065557 | 2 | 12/30/2022 | Customer Dispute | Denied | $322,500.00 | $0.00 | See FINRA Report |
| Brendan Michael McDonald | 6741174 | 2 | 12/30/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lawrence Berg | 4682567 | 2 | 12/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |