Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brendan Michael McDonald | 6741174 | 2 | 12/30/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jarad Thomas Plummer | 5782125 | 1 | 09/26/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Corey James Walker | 6578396 | 2 | 07/29/2021 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lloyd Mayer | 4036612 | 5 | 09/30/2015 | Investigation | $0.00 | $0.00 | See FINRA Report |