Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anthony Nick Porchetta | 2287386 | 3 | 07/09/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
Jatil Kodati | 6216093 | 1 | 07/09/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
Brian Stuart Grodin | 2119770 | 1 | 09/13/2023 | Investigation | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Lloyd Mayer | 4036612 | 5 | 09/30/2015 | Investigation | $0.00 | $0.00 | See FINRA Report |