Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Duane Snyder | 5389657 | 2 | 07/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce William Marche | 2404029 | 1 | 07/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Duane Snyder | 5389657 | 2 | 06/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Akeem Marak Prosser | 5533868 | 2 | 06/18/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Akeem Marak Prosser | 5533868 | 2 | 05/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard A Bauer | 5532583 | 3 | 05/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Banks Brown | 6041463 | 1 | 04/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Smart | 6726007 | 2 | 04/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard A Bauer | 5532583 | 3 | 04/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oliver Edward Buckmaster | 6834975 | 1 | 04/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |