Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Lawrence Berg | 4682567 | 2 | 12/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kamilah Simpson | 6228596 | 1 | 11/30/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Kelly Dabdoub | 4264196 | 1 | 10/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clinton M Gruettert | 5670518 | 8 | 10/05/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Oboyle | 2721379 | 4 | 10/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| India Elliott | 6469365 | 1 | 09/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley P Smith | 6168881 | 1 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Patrick Hagan | 2392157 | 8 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth J Conway | 2304235 | 2 | 08/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Quang Nguyen | 6527174 | 1 | 07/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |