Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Williams Ricker | 6008239 | 2 | 08/23/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Michael Polk | 5794306 | 2 | 08/13/2024 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Oleg Metsaev | 4912859 | 1 | 08/12/2024 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Pietro Garganese | 6760844 | 1 | 08/05/2024 | Customer Dispute | Pending | $130,000.00 | $0.00 | See FINRA Report |
| Brian D Fetsco | 4773074 | 2 | 07/29/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Yi Qin | 5581979 | 2 | 07/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Qihong Zhou | 5719907 | 1 | 07/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Roy Snider | 2417319 | 3 | 06/11/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelly Erwin Hejtmancik | 4535262 | 2 | 05/30/2024 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Tony Roberts | 2691066 | 3 | 05/21/2024 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |