Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Trever Hutchison | 4769227 | 1 | 02/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karl Frederick Rickel | 1365534 | 1 | 02/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melinda Christine Vinson | 3133203 | 1 | 01/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Lynn Cross | 3155726 | 3 | 07/21/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kael Alexander Cheatham | 6994711 | 2 | 06/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy David Tanner | 2499960 | 3 | 06/14/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter B Suyama | 1404564 | 2 | 06/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew William Geherin | 1432845 | 3 | 04/08/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Katie Ann Hudson | 5508543 | 3 | 06/30/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriel Bustamante | 5264619 | 3 | 10/23/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |