Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anthony Mulai | 6796406 | 6 | 11/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Patrick Zanovich | 3176888 | 2 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brady Edward Allen Lucyk | 6437162 | 1 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael John McGeoghan | 6072310 | 1 | 08/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jonathan Trever Hutchison | 4769227 | 1 | 02/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Cheryl Anne Smith | 5903224 | 5 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Cheryl Anne Smith | 5903224 | 5 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Karl Frederick Rickel | 1365534 | 1 | 02/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Francis N Cantwell | 1947242 | 1 | 02/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Esther Jordan-Jacobs | 5988022 | 1 | 01/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |