Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Pergola | 1132631 | 1 | 08/23/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Salvatore Rosario Tringali | 5141716 | 1 | 08/20/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Davidson McLeod | 1029890 | 1 | 03/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Owen McDonald | 5655053 | 1 | 03/04/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Evans | 7718712 | 2 | 02/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Vincenza D'Aleo | 4424370 | 1 | 01/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ikechi Urum-Eke | 7249901 | 2 | 01/17/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Robert Wilkow | 5715615 | 1 | 01/09/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert William Clayton | 2598586 | 1 | 11/13/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Martin | 3268675 | 4 | 11/01/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |