Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ivan Obra Mattox | 4537633 | 5 | 05/13/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ethan Heisey | 6799847 | 1 | 03/13/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Randolph Jones | 5979908 | 3 | 10/30/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cody Michael Keller | 6669454 | 2 | 08/07/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Venuto | 4646766 | 1 | 07/19/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gaffar Chowdhury | 5510373 | 1 | 06/29/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Silberman | 6393663 | 2 | 07/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John B Troy | 1938070 | 1 | 03/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stacy James Matter | 6924557 | 1 | 11/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Martin | 3268675 | 4 | 05/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |