Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Corey James Walker | 6578396 | 2 | 06/17/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John B Troy | 1938070 | 1 | 03/31/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Bailey | 6907048 | 1 | 12/15/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Barone | 5678941 | 4 | 05/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brendan Michael McDonald | 6741174 | 2 | 02/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Anthony Ragusa | 4845903 | 1 | 12/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam Gross | 3080320 | 1 | 09/02/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mauro Gonzalez | 6254818 | 1 | 08/19/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Lynn Cross | 3155726 | 3 | 06/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Mynatt Rubin | 3099983 | 2 | 06/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |