Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Warren Saperstein | 4389204 | 12 | 08/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Evans | 7718712 | 2 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Moses Razeel Hollender | 3196268 | 6 | 05/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matthew Smart | 6726007 | 2 | 04/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Davidson McLeod | 1029890 | 1 | 03/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Evans | 7718712 | 2 | 02/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Vincenza D'Aleo | 4424370 | 1 | 01/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Denise Dressel | 6554407 | 4 | 10/24/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Catherine Denise Dressel | 6554407 | 4 | 09/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Catherine Denise Dressel | 6554407 | 4 | 09/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |