Our Staff has compiled our research into a database of FINRA Broker Disclosures for MML Investors Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Mulai | 6796406 | 6 | 12/10/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 12/02/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 11/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Patrick Zanovich | 3176888 | 2 | 09/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brady Edward Allen Lucyk | 6437162 | 1 | 08/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John McGeoghan | 6072310 | 1 | 08/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 07/07/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 06/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Mulai | 6796406 | 6 | 06/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cheryl Anne Smith | 5903224 | 5 | 02/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |