Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03443 | 05/06/2021 | Claimant(s): Roger Engemoen Claimant Lawyers(s): Jessica J. Mannon Respondent(s): Samco Capital Markets. Respondent Lawyers(s): Joel B. Bailey Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 21-00154 | 05/06/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J Sensenig Respondent(s): STEPHEN BONE Respondent Lawyers(s): Stephen Alan Bone Arbitrator(s): Muriel Desloovere Hearing Site: Memphis, TN | ||
| 21-00167 | 05/06/2021 | Claimant(s): Honey Badger Investment Securities Claimant Lawyers(s): Joseph J. Lee Respondent(s): Oak Ridge Financial Services Group. Respondent Lawyers(s): Philip T. Colton Arbitrator(s): Marc S. Joseph Hearing Site: Los Angeles, CA | ||
| 19-01849 | 05/06/2021 | Claimant(s): James Cox Claimant Lawyers(s): Daniel D'Costa Respondent(s): Daniel Soliman, Mario Divita, Traderfield Securities Inc. Respondent Lawyers(s): Daniel M. Soliman, Mario Divita Arbitrator(s): Barry Goldman Hearing Site: Milwaukee, WI |  | Expungement |
| 20-01045 | 05/05/2021 | Claimant(s): George Eggers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Colonial Securities Respondent Lawyers(s): Richard Campanella Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-02325 | 05/05/2021 | Claimant(s): Anthony Varbero Claimant Lawyers(s): Thomas McEvoy Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Fabio Migliaccio Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 20-02364 | 05/05/2021 | Claimant(s): Zachary Feinsilver Claimant Lawyers(s): Bradley D. Schnur Respondent(s): FMSbonds. Respondent Lawyers(s): Matthew Guerrise Arbitrator(s): Perry Earl Phillips Hearing Site: Boca Raton, FL | ||
| 20-02663 | 05/05/2021 | Claimant(s): William Herf Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jon Hackbarth Arbitrator(s): Merton E. Marks Hearing Site: Phoenix, AZ | ||
| 20-02759 | 05/05/2021 | Claimant(s): Daniel Baumgartel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Connor Trafton Arbitrator(s): Francis Vincent Dane Hearing Site: Seattle, WA | ||
| 20-02912 | 05/05/2021 | Claimant(s): Matthew Hansen Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Otis E. Hackett Hearing Site: San Diego, CA |