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FINRA Awards for Kimberly A. Gilmour

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Displaying 21-30 out of 59 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0336406/29/2020Claimant(s): Craig Goldstone
Claimant Lawyers(s): Craig Mitchell Goldstone
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Bernard S. Carrey, Kimberly A. Gilmour, Michael D Felton
Hearing Site: Boca Raton, FL
17-0192606/19/2020Claimant(s): Conchita Blondet, Lillian Blondet, Ricardo Blondet, Estate (Sucesion) of Juan H. Blondet
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Bernard A. Becker, Richard R. Logsdon, Kimberly A. Gilmour
Hearing Site: San Juan, PR
Checkmark IconSettlement
19-0050505/23/2019Claimant(s): Barbara Zech
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
18-0202901/25/2019Claimant(s): Matthew Turner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GunnAllen Financial
Respondent Lawyers(s): Soneet R. Kapila
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
18-0114311/16/2018Claimant(s): Christopher Conness
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Shanon L. Ford
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
18-0090911/07/2018Claimant(s): Michele Kief
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert B. Kane, Kimberly A. Gilmour, Joseph Michael Librie
Hearing Site: Boca Raton, FL
18-0045010/18/2018Claimant(s): Sean Mollard
Claimant Lawyers(s): Joshua F. Bautz
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
17-0266406/25/2018Claimant(s): Nelson Faro
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Deborah Lichtenfeld, Michael Lichtenfeld
Respondent Lawyers(s): Neil B. Solomon
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0251803/05/2018Claimant(s): Annick Iwanowski
Claimant Lawyers(s): Alise M Johnson
Respondent(s): Brian Elias
Respondent Lawyers(s): Brian Elias
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Miami, FL
Checkmark IconExpungement
17-0239902/08/2018Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jeffrey Marchitto
Respondent Lawyers(s): Jeffrey Louis Marchitto
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL

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