07-00346 | 10/22/2007 | Claimant(s): Robert Gloor Claimant Lawyers(s): Mitchell H. Cobert Respondent(s): Louis Mancinelli, Wayne Schultz, Your Money Matters Brokerage Services Respondent Lawyers(s): Louis N. Mancinelli, Wayne A. Schultz, Wayne Schultz Arbitrator(s): Seymour E. Hollander Hearing Site: Newark, NJ
| | $26,994 |
06-04608 | 10/17/2007 | Claimant(s): Ronald Kramer Claimant Lawyers(s): George L. Mahr Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Walter A. Kapuscinski, Edith M. Novack, Douglas John Baumann Hearing Site: Newark, NJ
| | |
06-03638 | 10/12/2007 | Claimant(s): Sondra and Solomon Roseman Claimant Lawyers(s): Louis M. Barbone Respondent(s): Daniel Butler, Raymond James Financial Services. Respondent Lawyers(s): Joseph L. Larrinaga Arbitrator(s): Linda T. Pellegrino, Chris P. Drucker, Dwight Wassong Hearing Site: Newark, NJ
| | $0 |
04-07111 | 10/10/2007 | Claimant(s): Michael Distefano Claimant Lawyers(s): Brian J. Neville Respondent(s): David Chepauskas, Summit Equities. Respondent Lawyers(s): David A. Gehn Arbitrator(s): Harry D. Frisch, Anthony P. Connolly, Joseph F. Kelley Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
04-00577 | 09/25/2007 | Claimant(s): Claimant Lawyers(s): Respondent(s): Carolyn Cohen, Larry Rothenberg, Merrill Lynch Pierce Fenner & Smith Inc., MLFPS Cust FPO Lee Container & Paper, Testamentary Trust U/W of Henry Cohen Respondent Lawyers(s): John C. Kelly, Patrick J. Monaghan Arbitrator(s): Richard S. Peskin, Alfred Fingerman, Demetrio S. Timban Hearing Site: Newark, NJ
| | $0 |
06-04764 | 08/03/2007 | Claimant(s): Francis Wanat Claimant Lawyers(s): Debra G. Speyer Respondent(s): Joseph Barile, Essex and York. Respondent Lawyers(s): Joseph R. Barile Arbitrator(s): Charles L. Prothero Hearing Site: Newark, NJ
| | $90,000 |