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FINRA Awards for Louis M. Barbone

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0363810/12/2007Claimant(s): Sondra and Solomon Roseman
Claimant Lawyers(s): Louis M. Barbone
Respondent(s): Daniel Butler, Raymond James Financial Services.
Respondent Lawyers(s): Joseph L. Larrinaga
Arbitrator(s): Linda T. Pellegrino, Chris P. Drucker, Dwight Wassong
Hearing Site: Newark, NJ
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