12-00201 | 08/19/2013 | Claimant(s): J. Lee Claimant Lawyers(s): W. Scott Greco Respondent(s): Capitol Securities Management., Directed Services LLC, ING USA Annuity and Life Inssurance Co. Respondent Lawyers(s): Janet K. DeCosta, William P. Thornton Arbitrator(s): Stuart H. Dunn, Leon Henderson, Peter B. Vaden Hearing Site: Richmond, VA
| | |
10-04047 | 03/27/2013 | Claimant(s): Karen Lamoreaux, Karen Lamoreaux IRA, The Socal Air. Profit Sharing Plan, The Lamoreaux Trust Claimant Lawyers(s): David Liebrader Respondent(s): Eric Cannon, Gitty Rahbar, Kimberly Michel, MML Investors Services Respondent Lawyers(s): Eric Christopher Cannon, Louis H. Castoria, Sylvia M. Scott, William P. Thornton Arbitrator(s): Richard J. Stall, Eugene A. Taylor, Terry Lynn Chambless Hearing Site: Los Angeles, CA
| | $1,137,920 |
11-01943 | 11/20/2012 | Claimant(s): William Otto, William L. Otto Irrevocable Lifetime Tru Claimant Lawyers(s): Theodore M. Davis Respondent(s): Joseph Gill, Lore Gordon, MML Investors Services Respondent Lawyers(s): Barry R. Temkin, Mathew Tracy, William P. Thornton Arbitrator(s): Steven David Leader, Leslie Ruth Nydick, Edwin H. Bennett Hearing Site: New York, NY
| | Expungement |
10-03082 | 04/20/2012 | Claimant(s): Estate of Joanne Liona Murray Claimant Lawyers(s): Wayne T. Murray Respondent(s): Gary Whittier, Roy Caso, MML Investors Services, Mass Mutual Financial Group Respondent Lawyers(s): William P. Thornton Arbitrator(s): Paul L. Matecki, Charles W. Lavender, Karl A. Vogeler Hearing Site: Tampa, FL
| | $0 |
11-01417 | 01/04/2012 | Claimant(s): Michael Weigand, Richard LaValley Claimant Lawyers(s): Robert J. Pearl Respondent(s): Garry Payne, New England Securities, Signator Investors., Lincoln Financial Advisors Corporation, MML Investors Services Respondent Lawyers(s): Janene M. Marasciullo, Linda H. Joseph, Michael G. Donovan, William P. Thornton Arbitrator(s): Christopher C. Willett, Allan H. Kaminsky, Kenneth Dymond Hearing Site: Syracuse, NY
| | $0 |