Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00779 | 07/30/2014 | Claimant(s): Spencer Sheard Claimant Lawyers(s): John F. Hill Respondent(s): Wells Fargo Advisors, The Estate of Karl Baumholtz, Deceased Respondent Lawyers(s): Deirdre C. Wolff, Karlene Clark Arbitrator(s): Benjamin B. Segel, Jeffrey M. Bain, Cynthia Diane Rudick Hearing Site: Cleveland, OH |  | $144,125 |
| 11-00218 | 09/08/2011 | Claimant(s): Thomas Hunter Claimant Lawyers(s): Thomas M. Hunter Respondent(s): Kel Stovall, Roger Wilkinson Respondent Lawyers(s): Deirdre C. Wolff, Roger Wilkinson Arbitrator(s): Lita S Menkin Hearing Site: Atlanta, GA | | $0 |
| 10-03778 | 08/04/2011 | Claimant(s): Joe Stapleton Claimant Lawyers(s): Robert W. Elton Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Daniel P. Lund Hearing Site: Orlando, FL | | $0 |
| 09-03662 | 06/30/2011 | Claimant(s): Frances Lebrasca Claimant Lawyers(s): Sandor Grossman Respondent(s): Barbara Regnitz, Wachovia Securities, Muneera Dawood Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Victor Elting, James F. Carlson, Kenneth N. Adamson Hearing Site: Chicago, IL | | Stipulated Award and Expungement |
| 10-01997 | 06/29/2011 | Claimant(s): Anne Bradshaw Claimant Lawyers(s): Jeff S. Daniel Respondent(s): Wachovia Securities, Nancy Lipham Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): John G. Manley Hearing Site: Birmingham, AL | | $43,579 |