| 09-06623 | 07/26/2011 | Claimant(s): Richard Fahs
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Janet L. Brown, Jane Venckus Zirlis, Francis J. Pavetti
Hearing Site: Hartford, CT
|  | $82,947 |
| 09-05276 | 02/03/2011 | Claimant(s): Lewis Kivo
Claimant Lawyers(s): Lewis Kivo
Respondent(s): Oppenheimer & Co.., Michael Lesser
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Kinchen C. Bizzell, Robert Youdelman, Myrna E. DeJesus
Hearing Site: New York, NY
| | $40,600 |
| 09-06136 | 12/07/2010 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): William E. Mahoney
Respondent(s): Craig Rappaport
Respondent Lawyers(s): Craig H. Rappaport
Arbitrator(s): John J. Jordan, Sanford S. Stevens, Carl E. Esser
Hearing Site: Philadelphia, PA
| | |
| 09-03310 | 05/06/2010 | Claimant(s): Frank Kulbacki
Claimant Lawyers(s): John Kachmarsky
Respondent(s): Citigroup Global Markets., Legg Mason Wood Walker, Robert Phillips
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Fred W. Miller, George F. Adams, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $0 |
| 09-02041 | 03/12/2010 | Claimant(s): Joseph Quill, Dr. Joseph R. Quill, Grantor and Benefic
Claimant Lawyers(s): Jean Hanna Bickhart
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): John J. Jordan, Fred M. Fleisher, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $110,800 |
| 08-04434 | 10/28/2009 | Claimant(s): A. Bauhaus
Claimant Lawyers(s): Debra M. Brown
Respondent(s): Adam Goldman, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Harold P. Starr, James Fruehling, Howard B. Scherer
Hearing Site: Philadelphia, PA
| | $0 |
| 05-01363 | 01/30/2008 | Claimant(s): Donna Bell, Harry Culbreath, Ben Miller Irrevocable Trust
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Foresters Equity Services.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Kathleen K. Murphy, Joel D. Feldman, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | $0 |
