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FINRA Awards for Richard Fahs

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0662307/26/2011Claimant(s): Richard Fahs
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Janet L. Brown, Jane Venckus Zirlis, Francis J. Pavetti
Hearing Site: Hartford, CT
Checkmark Icon$82,947

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