| 17-03066 | 03/22/2018 | Claimant(s): Borhan Darmal
Claimant Lawyers(s): Borhan Darmal
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Washington, DC
|  | $310 |
| 14-02588 | 12/23/2015 | Claimant(s): Nicholas Messore
Claimant Lawyers(s): Noah B. Peters
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Joyce A. Mitchell, Geoffrey A. Drucker, Frank Stanley Piotrkowski
Hearing Site: Washington, DC
| | |
| 13-00024 | 10/28/2013 | Claimant(s): Patricia Armstrong
Claimant Lawyers(s): James L. Kauffman
Respondent(s): Raymond James Financial Services., Morgan Stanley & Co.
Respondent Lawyers(s): Terrence A. Bostic, William A. Hohauser
Arbitrator(s): Douglas Earl McLaren, Joyce A. Mitchell, Olivia Milbank Farrar
Hearing Site: Washington, DC
| | $0 |
| 11-01531 | 02/16/2012 | Claimant(s): Lawrence Glaser, Benjamin Glaser, Erin Glaser, Hannah Glaser, Kimberly Glaser
Claimant Lawyers(s): Simon Kogan
Respondent(s): Edmund Stephan, Jonathan Legg, Morgan Stanley & Co.
Respondent Lawyers(s): Edmund Stephan, Joseph C. Coates
Arbitrator(s): Louis Paul Sitnik, Joyce A. Mitchell, Mark R. Joelson
Hearing Site: Washington, DC
| | Expungement |
| 04-05979 | 12/22/2008 | Claimant(s): Elliott Haines
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Baltimore, MD
| | $0 |
