| 08-00486 | 06/02/2010 | Claimant(s): Ralph Joel
Claimant Lawyers(s): Paul F. Carvelli
Respondent(s): Jay Eisenstark, Eisenstark Advisory.
Respondent Lawyers(s): Jay Eisenstark, Todd M. Sahner
Arbitrator(s): Linda T. Pellegrino, B. David Jarashow, Robert A. Vallone
Hearing Site: Newark, NJ
|  | $375,000 |
| 08-03682 | 12/15/2009 | Claimant(s): Saxony Securities.
Claimant Lawyers(s): Christopher T. O'Connor
Respondent(s): Craig Langweiler
Respondent Lawyers(s): Craig G. Langweiler
Arbitrator(s): Linda T. Pellegrino, Joan M. Traub, Robert J. Gorgia
Hearing Site: Newark, NJ
| | |
| 08-03853 | 07/31/2009 | Claimant(s): Bernard Cohen
Claimant Lawyers(s): David J. Butler
Respondent(s): Estate of Joseph Moreno
Respondent Lawyers(s): Jay Moreno
Arbitrator(s): Linda T. Pellegrino, Nicholas J. Chopey, Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | Expungement |
| 05-00756 | 10/03/2008 | Claimant(s): Antonio Benedi
Claimant Lawyers(s): Antonio Benedi Sarria
Respondent(s): Jorge Naval, Pablo Guerrero, Paul Casella, Milestone Group Management
Respondent Lawyers(s): Compliance Officer, Jorge Naval, Pablo Guerrero, Paul Jude Casella
Arbitrator(s): Linda T. Pellegrino, Rick F. Suppa, Joseph H. Cerame
Hearing Site: New York, NY
| | $50,808 |
| 07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy
Claimant Lawyers(s): Cindy D Salvo
Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets.
Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays
Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann
Hearing Site: Newark, NJ
| | |
| 04-04140 | 02/22/2008 | Claimant(s): Patricia McEvoy
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Gregory Wagner, Marcel Wagner, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe
Arbitrator(s): Jim Geiger, Fred Shinagel, Linda T. Pellegrino
Hearing Site: Newark, NJ
| | Stipulated Award and Expungement |
| 06-03638 | 10/12/2007 | Claimant(s): Sondra and Solomon Roseman
Claimant Lawyers(s): Louis M. Barbone
Respondent(s): Daniel Butler, Raymond James Financial Services.
Respondent Lawyers(s): Joseph L. Larrinaga
Arbitrator(s): Linda T. Pellegrino, Chris P. Drucker, Dwight Wassong
Hearing Site: Newark, NJ
| | $0 |
