| 15-00081 | 10/13/2015 | Claimant(s): Julian Osterneck
Claimant Lawyers(s): Julian Osterneck
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
|  | $0 |
| 13-02789 | 10/05/2015 | Claimant(s): Robert Dembosky
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Timothy J. Currier, Mayra Adela Rodriguez, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $159,923 |
| 14-00383 | 09/22/2015 | Claimant(s): Donna Cramer, John Cramer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Terry F. Peppard, Kevin D. Hofman, Mark S. Gleason
Hearing Site: Minneapolis, MN
| | $58,563 |
| 14-01105 | 06/18/2015 | Claimant(s): Darshananda Revocable Living Trust
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Casey Lockard, Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
| | Expungement |
| 14-02063 | 04/28/2015 | Claimant(s): Roberta Wilkins/Sells
Claimant Lawyers(s): Roberta Wilkins/Sells
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony Valenzuela
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
| | $0 |
| 13-02975 | 04/24/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Daren A. Luma
Respondent(s): George Lin
Respondent Lawyers(s): George Sein Lin
Arbitrator(s): Dora M. Lassinger, Shelley Teitelbaum, Martin Hunger
Hearing Site: New York, NY
| | $0 |
| 14-03294 | 04/07/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Anthony L. Valenzuela
Respondent(s): Anthony Gantner
Respondent Lawyers(s): Anthony Ferrer Gantner
Arbitrator(s): Dean J. Dietrich
Hearing Site: San Francisco, CA
| | $0 |
| 14-01728 | 04/02/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Audette P Morales
Respondent(s): John l. Norris Rollover, Vivianne Norris IRA Rollover, John L. Norris and Vivianne Norris JT TE
Respondent Lawyers(s): Thomas F. Shine
Arbitrator(s): Coleman Robert Perry, C. Sumpter Logan, David Freeman
Hearing Site: Birmingham, AL
| | Expungement |
| 13-02888 | 03/25/2015 | Claimant(s): Leslie Kraynak, Robert Kraynak, Leslie A. Kraynak IRA, Robert C. Kraynak IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Gordon C. Young
Arbitrator(s): Mark S. Priver, Steven A. Wawra, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $0 |
| 13-01271 | 03/12/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): Joshua Haron, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James A. Saville, Louis M. Lagalante
Arbitrator(s): Linda J. Baer, Brian F Loveman, Michele S. Riley
Hearing Site: New York, NY
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