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FINRA Awards for Charles Schwab & Co..

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Displaying 131-140 out of 522 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0232901/14/2021Claimant(s): Leo Rodriguez
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Patricia Beaujean Lehtola
Hearing Site: Dallas, TX
19-0267401/11/2021Claimant(s): Kenneth Lynn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Ann C. Northern
Hearing Site: New York, NY
20-0174312/10/2020Claimant(s): Bryan Andersen
Claimant Lawyers(s): Bryan C. Andersen
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
Checkmark Icon$38
20-0108210/02/2020Claimant(s): Gary Black
Claimant Lawyers(s): Gary Black
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0
20-0121609/28/2020Claimant(s): William McAndrew
Claimant Lawyers(s): William H. McAndrew
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Richard P. Regan
Hearing Site: Washington, DC
Checkmark Icon$213
20-0006309/03/2020Claimant(s): Gabriel Taylor
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Diana Tabacopoulos
Arbitrator(s): Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
20-0032208/31/2020Claimant(s): Mark Schneider
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Michael S. Matek
Hearing Site: Omaha, NE
19-0267208/28/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Peter Pavlakis
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Richard W. Cutler, Patricia Kathleen Costello, Leland Harris
Hearing Site: New York, NY
20-0045406/22/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Rachel Heu
Respondent Lawyers(s): Rachel Heu
Arbitrator(s): Michael J. Meeusen
Hearing Site: Milwaukee, WI
Checkmark Icon$0
19-0197006/04/2020Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Charles Rattley
Respondent Lawyers(s): Charles Kenneth Rattley
Arbitrator(s): Diane Ciccone, Thomas J. Dolina, Margaret Ann Dubil
Hearing Site: Baltimore, MD
Checkmark Icon$207,918

522 Results

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