13-00468 | 11/13/2014 | Claimant(s): Melechdavid. Claimant Lawyers(s): Joseph N. Paykin Respondent(s): Harry Charalambos, Maria Robles, Ramnarain Jaigobind, Robert Eide, Aegis Capital Corp. Respondent Lawyers(s): Irwin Weltz Arbitrator(s): Steven Gerard Goerke, Kimberly A. Gilmour, Norman E. Heyman Hearing Site: Boca Raton, FL
| | Expungement |
13-00070 | 10/27/2014 | Claimant(s): Allen Pilnick Claimant Lawyers(s): Allen A. Pilnick Respondent(s): Joel Orris, Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Steven Gerard Goerke, John H. Claudy, Allen Robin Hearing Site: Boca Raton, FL
| | $0 |
14-00412 | 10/15/2014 | Claimant(s): Jose Valenzuela, PFS Investments Inc. Claimant Lawyers(s): Mark F. Raymond Respondent(s): Deborah Stubbs, Harold Thomas, Victoria Smith Respondent Lawyers(s): Frank R. Rodriguez Arbitrator(s): Steven Gerard Goerke Hearing Site: Miami, FL
| | Expungement |
13-03726 | 10/09/2014 | Claimant(s): Kenneth Brown Claimant Lawyers(s): Kenneth William Brown Respondent(s): TD Ameritrade Clearing., John Ricketts Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): G. Robert Abrams, Steven Gerard Goerke, Daniel Joseph Chiodo Hearing Site: Boca Raton, FL
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13-00167 | 10/09/2014 | Claimant(s): Eliezer Aldarondo-Ortiz Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez Respondent(s): Carlos Ortiz Leon, Edgardo Cabanillas, UBS Financial Services Inc., Miguel Ferrer, UBS Financial Services Inc Of PR, UBS Trust Company of Puerto Rico Respondent Lawyers(s): Guillermo J. Bobonis, Roberto Quinones-Rivera Arbitrator(s): Steven Gerard Goerke, Bernard A. Becker, Adrien Sapiro Hearing Site: San Juan, PR
| | Expungement |
12-01222 | 10/03/2014 | Claimant(s): Ana Pardo, Laura Rodriguez, Manuel Corzo, Rosa Perez Rodriguez, Sofia Perez Brennan, Jaime P. Brennan & Liduvina R. De Perez, Luis A. Rotger & Dolly M. De Argueso Claimant Lawyers(s): Scott L. Silver Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of P.R. Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Steven Gerard Goerke, Jerrold Levine, Richard J. Kaplan Hearing Site: San Juan, PR
| | Expungement |
13-02884 | 09/26/2014 | Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): Coren H. Stern Respondent(s): Matthew Burton Respondent Lawyers(s): Matthew Burton Arbitrator(s): Steven Gerard Goerke Hearing Site: Boca Raton, FL
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13-03025 | 09/25/2014 | Claimant(s): Cesar Irizarry Claimant Lawyers(s): Lars K. Soreide Respondent(s): Hector Mercado, UBS Financial Services Inc. of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Steven Gerard Goerke Hearing Site: San Juan, PR
| | Expungement |
11-01245 | 07/16/2014 | Claimant(s): Kevin McCluskey Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sara Soto Arbitrator(s): Steven Gerard Goerke, Gloria O. North, Mitchell F. Colen Hearing Site: Boca Raton, FL
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12-02482 | 05/19/2014 | Claimant(s): Renee Ginsberg, Trustee UAD 3/19/1991 Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Barry Ginsberg, Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky, Arbitrator(s): Lawrence M. Green, Steven Gerard Goerke, Scott Manker Hearing Site: Boca Raton, FL
| | Expungement |