| 08-04279 | 09/17/2009 | Claimant(s): Samuel Plesser
Claimant Lawyers(s): Lee H. Schillinger
Respondent(s): Jason Laing, Suntrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Melvin Jarolem, Mauricio Arcadier, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 09-01777 | 09/02/2009 | Claimant(s): FBO MRK Rev. Trust by Myles Klein Ttte
Claimant Lawyers(s): Myles Klein
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Allen Kilik
Hearing Site: Boca Raton, FL
| | $0 |
| 08-03217 | 08/31/2009 | Claimant(s): Melissa Kreisberg, Wayne Kreisberg
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Monroe Mitchel, Marc Scott Shapiro, Allen J. Lefton
Hearing Site: Boca Raton, FL
| | $40,000 |
| 09-01314 | 08/26/2009 | Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Aiello
Respondent Lawyers(s): Joseph John Aiello
Arbitrator(s): David E. Mowry
Hearing Site: Boca Raton, FL
| | |
| 09-00668 | 08/25/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Bruce Bruning
Respondent Lawyers(s): Bruce K. Bruning
Arbitrator(s): John N. Breazeale
Hearing Site: Boca Raton, FL
| | |
| 07-00624 | 08/19/2009 | Claimant(s): Barbara Freudmann, Fern Greene, Gunnar Pedersen, Joan Ezersky, Judith Pedersen, Maxine Jaffe, Randi Greenfield, Randy Greenfield, Ruth Grimes, Sheila Kramer, Shirley Wishnew, Stefan Greene, Judith Pedersen on behalf of Alexa, Noah, Michael Casper Custodial, CUS for Rose Shimerg, Steven Casper Custodial, Carol Hoffer IRA, John Casper, Marian Green, Martin Green, et al
Claimant Lawyers(s): Darren C. Blum, James D. Sallah, Joshua A. Katz, Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Guy K. Stewart, Roy B. Gonas, Geraldine A. Genco
Hearing Site: Boca Raton, FL
| | $1,470,470 |
| 06-04334 | 08/19/2009 | Claimant(s): Sheila Kramer, CUS for Roase Shimberg, Sheila G. Kramer Trust, UAD 9/29/94,
Claimant Lawyers(s): James D. Sallah
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Burt R. Rose, John N. Breazeale, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $584,800 |
| 06-05284 | 08/19/2009 | Claimant(s): Barbara Freudmann, Jeffrey Kramer and Helen Kramer
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | $289,000 |
| 07-00203 | 08/19/2009 | Claimant(s): Randi Greenfield, Randy Greenfield
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s): Jerome C. Kelter, Emanuel Goren, Sumaya Grisales-Masis
Hearing Site: Boca Raton, FL
| | $854,681 |
| 07-00538 | 08/19/2009 | Claimant(s): Carol Hoffer IRA, Seymour Hoffer IRA, Carol Hoffer Revocable Trust, Sy Hoffer Revocable Trust
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary Gross
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | $2,423,380 |
