| 12-02695 | 11/11/2013 | Claimant(s): Donna Ross, Glenda Donoho
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Financial Synergies Asset Management, In
Respondent Lawyers(s): Erin C. Villasenor
Arbitrator(s): Jeff Kilgore, Jeffrey R. Jury, Michael Louis Goldstone
Hearing Site: Houston, TX
|  | $0 |
| 11-02521 | 09/10/2012 | Claimant(s): Lonnie Evans
Claimant Lawyers(s): David E. Dunham
Respondent(s): Raymond, James & Associates., Richard Funk, Teresa Finney
Respondent Lawyers(s): Scott D. Ellis
Arbitrator(s): Gary D. Danna, Susan Meek, Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 10-00556 | 04/10/2012 | Claimant(s): Marty Timpano
Claimant Lawyers(s): David W. Miller
Respondent(s): Jason Harrison, IMS Securities.
Respondent Lawyers(s): David A. Carp, J. Randle Henderson
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
| | $81,637 |
| 11-00895 | 01/10/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Gerard Gremillion
Respondent Lawyers(s): Gerard Chandler Gremillion
Arbitrator(s): Jeffrey R. Jury
Hearing Site: New Orleans, LA
| | |
| 10-05045 | 05/19/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Megan A. Smith
Respondent(s): Alma Alcoser
Respondent Lawyers(s): Freddy B. Ruiz
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 08-02766 | 03/08/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Porter
Respondent Lawyers(s): Jason A. Richardson
Arbitrator(s): Robert M. Birenbaum, William Edward Buck, Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 08-02547 | 11/04/2009 | Claimant(s): Dana Gribi
Claimant Lawyers(s): Jack W. Cunningham
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): David R. Maurer
Arbitrator(s): Donald K. Eckhardt, Martin Samuel Altimore, Jeffrey R. Jury
Hearing Site: Houston, TX
| | $7,500 |
