Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02260 | 12/22/2022 | Claimant(s): William Shreve Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan L. Walker Hearing Site: Omaha, NE | ||
| 22-00738 | 12/08/2022 | Claimant(s): Anthony Kayser Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Daniel A. Woodring, EVP/CEO Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 22-01867 | 11/29/2022 | Claimant(s): Jason Dworak Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 21-02686 | 11/18/2022 | Claimant(s): Jerome Destigter IRA Claimant Lawyers(s): Daniel D'Costa Respondent(s): Maxim Beliakov Respondent Lawyers(s): Maxim Beliakov Arbitrator(s): Deanna M. Tuley Hearing Site: Omaha, NE |  | $0 |
| 22-00004 | 08/26/2022 | Claimant(s): Paula Deitering Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 21-02586 | 07/21/2022 | Claimant(s): Christopher Tooker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE | ||
| 21-01922 | 04/18/2022 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE | ||
| 21-01012 | 11/16/2021 | Claimant(s): Ronald Carson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): David Feldstein Arbitrator(s): Mark L Miller Hearing Site: Omaha, NE | ||
| 20-02638 | 05/10/2021 | Claimant(s): Gerald Monahan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mutual Of Omaha Investor Services. Respondent Lawyers(s): Trenten P. Bausch Arbitrator(s): John R. Loss Hearing Site: Omaha, NE | ||
| 21-01008 | 05/07/2021 | Claimant(s): Dan Burns, Dawn Burns Claimant Lawyers(s): Joshua B. Kons Respondent(s): Kevin Nevin, Trevor Gordan, Sandlapper Securities Respondent Lawyers(s): Kevin Mark Nevin, Trevor Lee Gordan, Trevor Gordon Arbitrator(s): Thomas R. Bromberg Hearing Site: Omaha, NE | | $1,557,170 |