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FINRA Awards for Barry Goldman

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Displaying 61-70 out of 81 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0205905/21/2013Claimant(s): Peter R. Hanson and Martha H. Hanson
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Barry Goldman, John F. Burns, Thomas Anthony Van Tiem
Hearing Site: Detroit, MI
Checkmark IconExpungement
11-0466703/11/2013Claimant(s): Bethany Bedtelyon
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark IconExpungement
10-0240809/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Gerald T. Rohrer
Respondent(s): John Mazza
Respondent Lawyers(s): John Mazza
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
10-0305207/30/2012Claimant(s): Isabel Giacomantonio, Isabel Giacomantonio IRA, Isabel Giacomantonio Trust dtd 10/13/09
Claimant Lawyers(s): Joseph S. Spiegel
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Robert Morian
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Barry Goldman, Norman A. Samson, Benjamin A. Kerner
Hearing Site: Detroit, MI
Checkmark Icon$49,500
10-0459005/24/2012Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Reim
Respondent Lawyers(s): Vicki Kuftic Horne
Arbitrator(s): Barry Goldman, Paul H. McKenna, James G. Kirk
Hearing Site: Pittsburgh, PA
11-0168304/25/2012Claimant(s): Paige Cornwell
Claimant Lawyers(s): Antony V. Trogan
Respondent(s): Andrew Scriver, Hantz Financial Services.
Respondent Lawyers(s): David J. Shea
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$0
09-0562604/02/2012Claimant(s): Eileen Boutin
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Wachovia Securities, Donald Van De Steene
Respondent Lawyers(s): Brian Witus, Stuart H. Deming
Arbitrator(s): Timothy J. Currier, Barry Goldman, Lawrence George Kloth
Hearing Site: Detroit, MI
Checkmark Icon$50,000
10-0089402/28/2012Claimant(s): David Gipson
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): John Sykes, Kirk Kubach, Mary Kennemur, Paul Chuzi, Paul Richardson, Jhs Capital Advisors., Pointe Capital
Respondent Lawyers(s): Scott T. Seabolt
Arbitrator(s): Joseph R. Papo, Barry Goldman, Allen R. Telgenhof
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0437908/31/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Derrick Watts
Respondent Lawyers(s): Derrick T. Watts
Arbitrator(s): Barry Goldman
Hearing Site: Chicago, IL
10-0525406/17/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael F. Braun
Respondent(s): Hugh Blake-Thomas III
Respondent Lawyers(s): Mark L. Kowalsky
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI

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