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FINRA Awards for David I. Goldblatt

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Displaying 41-50 out of 62 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0484511/25/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Archie Capinguian
Respondent(s): Kevin Kelly
Respondent Lawyers(s): Maureen S. Binetti
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
11-0179710/24/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Frank J. Vitolo
Respondent(s): Esteban Llavallol
Respondent Lawyers(s): Esteban E. Llavallol
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
11-0171109/01/2011Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Kevin Blackburn
Respondent Lawyers(s): Kevin Ross Blackburn
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
11-0101008/02/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Alfred Nittoli
Respondent Lawyers(s): Alfred Thomas Nittoli
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0527406/24/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Christopher Keosseian
Respondent Lawyers(s): Christopher Keosseian
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0174306/08/2011Claimant(s): Glenn Garmont
Claimant Lawyers(s): Eric J. Shames
Respondent(s): Gleacher & Company Securities., Gleacher & Company.
Respondent Lawyers(s): Richard G. Kass
Arbitrator(s): Burton M. Fendelman, David I. Goldblatt, Andrew J. Gerber
Hearing Site: New York, NY
09-0568505/20/2011Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Deborah Dickstein
Respondent(s): Robert Kantor
Respondent Lawyers(s): Robert Alan Kantor
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0468504/19/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew Schurter
Respondent(s): Sherry DeGenaro
Respondent Lawyers(s): Sherry DeGenaro
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
10-0201404/14/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Steve Shepherd
Respondent Lawyers(s): Steve K. Shepherd
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
09-0714804/12/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Ted Rovet
Respondent Lawyers(s): Frederick W. Rovet
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ

62 Results

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