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FINRA Awards for Edward Walton

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Displaying 11-20 out of 75 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0359805/07/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Irma Hampton
Respondent Lawyers(s): Jessica C. Neufeld
Arbitrator(s): George A. Sellnau
Hearing Site: Houston, TX
14-0278704/22/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Charles Garner
Respondent Lawyers(s): Charles E. Garner
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
14-0359703/23/2015Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Jon Fletcher
Respondent Lawyers(s): Jon Michael Fletcher
Arbitrator(s): Jeff Kilgore
Hearing Site: Houston, TX
13-0108712/12/2014Claimant(s): Patricia McNamara, The Estate of Francis Leo McNamara
Claimant Lawyers(s): Michael Klein
Respondent(s): Ameriprise Financial Services., Justin Montandon
Respondent Lawyers(s): Edward Walton
Arbitrator(s): R. Lee Britton Jr., Jeff Kilgore, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
Checkmark Icon$127,740
14-0158711/11/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Corey Levine
Respondent Lawyers(s): Corey Scott Levine
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
13-0153608/28/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Wilson Rosebraugh
Respondent Lawyers(s): Deborah DeLong
Arbitrator(s): Scott H Litwin, Carol M. Stoner, Randall S. Strause
Hearing Site: Cincinnati, OH
14-0050908/21/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): David Lenahan
Respondent Lawyers(s): David Robert Lenahan
Arbitrator(s): Samuel H. Chorches
Hearing Site: Hartford, CT
13-0349906/20/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Gerald Coscia
Respondent Lawyers(s): Gerald Coscia
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
14-0010706/20/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Cox
Respondent Lawyers(s): John Cox
Arbitrator(s): Mark A. Myers
Hearing Site: Oklahoma City, OK
13-0153305/08/2014Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Michael Middleton
Respondent Lawyers(s): John J. Miller
Arbitrator(s): Thomas J. Ray, Sandra K. Hummel, James A. Hayes
Hearing Site: Kansas City, MO

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