| 08-03527 | 02/24/2010 | Claimant(s): Est. of Raymond H. Castellano by Mary M.
Claimant Lawyers(s): Daniel F. Corrigan
Respondent(s): Jason Mieras, Lawrence Mieras, American Portfolis Financial Services, I
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Jerry Schuchman, Jordan Roy Nelson, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
|  | $0 |
| 09-00288 | 02/09/2010 | Claimant(s): Har Nebo Cemetery LP LLC by Richard Levy
Claimant Lawyers(s): David G. Butterworth
Respondent(s): Gershon Trimpol
Respondent Lawyers(s): Jayme L Butcher
Arbitrator(s): Doris J. Dabrowski, Alan M. Schankel, Lisa A. Ndiaye
Hearing Site: Philadelphia, PA
| | Expungement |
| 08-00554 | 02/04/2010 | Claimant(s): William H. Agnew and Bernadien R. Agnew
Claimant Lawyers(s): William H. Agnew
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Diane Ciccone, David M. Panko, Paul J. Greco
Hearing Site: Philadelphia, PA
| | $0 |
| 09-04196 | 02/01/2010 | Claimant(s): Francis LaLuna
Claimant Lawyers(s): Francis J. LaLuna
Respondent(s): ING Investment Management Services LLC
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $163 |
| 08-04924 | 12/31/2009 | Claimant(s): Duckkyu Chang, Kee Chang, Duckkyu Chang TTEE Cumberland Pathology
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): David Smith, Thomas Livingston, Timothy McGinn, William Lex, McGinn, Smith & Co..
Respondent Lawyers(s): David C. Franceski
Arbitrator(s): Edward Greer, Thomas Benjamin Salzer, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $805,110 |
| 08-02857 | 12/28/2009 | Claimant(s): GSI Commerce Solutions.
Claimant Lawyers(s): James T. Smith
Respondent(s): Joseph Arena, Kurt Locher, Neil Greenspan, Sanford Haber
Respondent Lawyers(s): Robert W. Gaffey, Theodore A. Krebsbach
Arbitrator(s): Steven T. Stern, Catherine S. Kopley, Shelley J. Michaels
Hearing Site: Philadelphia, PA
| | $0 |
| 09-03864 | 12/24/2009 | Claimant(s): The Estate of Rena Grad Trust by Warren, Lynn H. Grad IRA, Warren C. Grad IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $213 |
| 09-03588 | 12/22/2009 | Claimant(s): Helene Intraub
Claimant Lawyers(s): Helene Intraub
Respondent(s): TIAA-Cref Individual & Institutional Svs
Respondent Lawyers(s): Carranza M. Pryor
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
| | $11,723 |
| 09-04175 | 12/15/2009 | Claimant(s): Estate of Norma L. Marks
Claimant Lawyers(s): Alan Gilmore
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Michael E. Scullin
Hearing Site: Philadelphia, PA
| | $213 |
| 07-02258 | 12/10/2009 | Claimant(s): Charles Costanzo
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Morgan Stanley & Co., Ronald Harris
Respondent Lawyers(s): Christopher M. Wilson
Arbitrator(s): E. William Pastor, Kenneth Joseph Beahan, Joseph Grant McCabe
Hearing Site: Philadelphia, PA
| | $0 |
