| 09-07145 | 04/14/2011 | Claimant(s): Michael Duddy, Nuala Duddy, Michael J. Duddy and Nuala C. Duddy
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Richard N. Kelmans, Rochelle K. Kaplan, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
|  | $100,000 |
| 10-00859 | 04/07/2011 | Claimant(s): Andrew Gay
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Bestvest Investments, Ltd.
Respondent Lawyers(s): Nicholas J. Guiliano
Arbitrator(s): Paul Ribner, Donald S. Bauman, John Herbert Grefe
Hearing Site: Philadelphia, PA
| | $0 |
| 09-07170 | 03/10/2011 | Claimant(s): David McIntosh, Terri McIntosh
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Jerry Schuchman, E. William Pastor, Glenn J. Hansen
Hearing Site: Philadelphia, PA
| | $0 |
| 08-04394 | 02/28/2011 | Claimant(s): Marvin Levin and Stefani Levin
Claimant Lawyers(s): Deborah R. Gross
Respondent(s): David Kay, Ralph Wileczek
Respondent Lawyers(s): Paula D. Shaffner, Ralph Wileczek
Arbitrator(s): Edward Blumstein, Robert W. Ratti, Kathleen L. Daerr-Bannon
Hearing Site: Philadelphia, PA
| | $0 |
| 09-00257 | 02/11/2011 | Claimant(s): Pasquale Didonato, D -Trade., D Trade, L.P., DSX., Solaris Alternative Capital Fund II, L.P, Solaris Alternative Capital Fund, Solaris Alternative Capital Partners, Solaris Asset Management Group LLC, Solaris Capital Market, Solaris Liquidation, L.L.C.
Claimant Lawyers(s): Aaron Krauss
Respondent(s): Est. of Ralph P. DiDonato by Margaret Ad
Respondent Lawyers(s): Eric C. Milby
Arbitrator(s): John James McGovern, Ethan L. Lewis, Catherine S. Kopley
Hearing Site: Philadelphia, PA
| | |
| 10-04015 | 01/21/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): August "Jamie" H. Schupp
Respondent(s): Peter Jelstrom
Respondent Lawyers(s): Peter Lindsay Jelstrom
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | |
| 10-02926 | 01/20/2011 | Claimant(s): Joseph Zielinski
Claimant Lawyers(s): Joseph Anthony Zielkinski
Respondent(s): Joseph Caruso
Respondent Lawyers(s): Joseph C. Caruso
Arbitrator(s): Doris J. Dabrowski
Hearing Site: Philadelphia, PA
| | |
| 09-06381 | 01/19/2011 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Cari A. Lewis
Respondent(s): Michael Chmielewski
Respondent Lawyers(s): Michael D. Chmielewski
Arbitrator(s): C. Sidney Lester
Hearing Site: Philadelphia, PA
| | |
| 10-03116 | 01/13/2011 | Claimant(s): Barbara F Raitzky
Claimant Lawyers(s): Barbara F. Raitzky
Respondent(s): Securities America., Richard Hoffman
Respondent Lawyers(s): Kelly R. Davis, Richard Horace Hoffman
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $163 |
| 09-05489 | 01/11/2011 | Claimant(s): George Saltzman
Claimant Lawyers(s): David F. McComb
Respondent(s): Jeffrey Smith, Morgan Stanley
Respondent Lawyers(s): Allison J. Adler
Arbitrator(s): Guillermo L. Bosch, Elizabeth A. McKinney, Richard N. Kelmans
Hearing Site: Philadelphia, PA
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